Start-up exit
When her early-stage startup employer experienced a liquidity event, Patty suddenly had the opportunity to sell highly appreciated pre-IPO shares and stock options, providing an exciting windfall of wealth…
Goals
Patty wanted to turn her success into lasting financial independence. She needed to create a solid financial foundation that would help her thrive as she climbed in life and career.
Challenges
As a young tech professional, Patty had limited financial expertise. The growing complexity and magnitude of the decisions she faced felt intimidating.
She needed to know how to best leverage her concentrated stock exposure and mitigate tax consequences — while maintaining flexibility in future lifestyle decisions.
Approach
On the recommendation of a trusted friend, Patty reached out to Derek. From their first conversation, she was struck by his attentiveness, clarity, and genuine interest in her unique situation.
He guided her through the process of diversifying her holdings and crafting a comprehensive financial plan, optimized for life transitions. He connected her with his network of expert partners to address complex tax and legal issues.
As Patty explored new ventures, like entrepreneurship, angel investing and real estate rental properties, he helped evaluate opportunities in her best interests.
Results
Patty has transformed her startup equity into a diversified, sustainable wealth portfolio.
When Patty wanted to start her own e-commerce business, Derek helped her structure it in a tax-smart way that made sense for her overall picture. As she looks to purchase her next investment property, he’s there to guide her through the process.
Patty feels empowered to enhance her lifestyle, make major decisions, and seize opportunities with peace of mind.
Looking to ditch the guesswork and map out your own best steps forward?
Disclaimer: The above hypothetical example story is for illustrative purposes only and should not be construed as a recommendation. It does not involve an actual client and may not be representative of your experience.
